North American Securities Administrators Association

Results: 518



#Item
481Financial system / Financial economics / Finance / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial Industry Regulatory Authority / Capital market / Uniform Combined State Law Exam / Uniform Securities Agent State Law Exam / United States securities law / Financial regulation / North American Securities Administrators Association

Microsoft Word - Securities.doc

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Source URL: www.in.gov

Language: English - Date: 2014-07-01 02:49:49
482Stock market / United States Securities and Exchange Commission / United States securities law / Financial regulation / Regulation D / Securities offering / Private placement / Securities Act / U.S. Securities and Exchange Commission / Financial economics / Finance / Investment

The North American Securities Administrators Association Are you an informed investor? Private Placement Offerings In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to im

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Source URL: www.azinvestor.gov

Language: English - Date: 2013-04-05 12:55:46
483Retirement / Insurance / Annuity / Life annuity / Indexed annuity / Equity-indexed annuity / Financial economics / Investment / Contract law

The North American Securities Administrators Association Are you an informed investor? ANNUITIES

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Source URL: www.azinvestor.gov

Language: English - Date: 2012-05-01 11:52:17
484North American Securities Administrators Association / Financial economics / Securities Act / Securities fraud / Securities Commission of New Zealand / Securities Commission / Fraud / Uniform Combined State Law Exam / Uniform Securities Act / United States securities law / Law / Financial system

ALABAMA SECURITIES COMMISSION Joseph P. Borg, Director

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Source URL: www.asc.state.al.us

Language: English - Date: 2008-02-14 10:22:05
485Birmingham–Hoover metropolitan area / Joseph Borg / U.S. Securities and Exchange Commission / Securities Commission of New Zealand / Investor education / North American Securities Administrators Association / Securities fraud / Texas State Securities Board / Lehman Brothers / Geography of Alabama / Alabama / Economics

ALABAMA SECURITIES COMMISSION Issue VII Special Legislative Edition THE ASC MISSION

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Source URL: www.asc.state.al.us

Language: English - Date: 2009-02-25 13:16:54
486Currency / Business / Digital technology / Financial cryptography / Payment systems / Exchange rate / North American Securities Administrators Association / Virtual currency / Electronic money / Economics / Foreign exchange market / Money

Model State Consumer and Investor Guidance on Virtual Currency April 23, 2014 The Conference of State Bank Supervisors (CSBS), through its Emerging Payments Task Force, and the North American Securities Administrators As

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Source URL: commerce.alaska.gov

Language: English - Date: 2014-04-29 14:34:22
487Oak Ridge Associated Universities / Huntsville–Decatur Combined Statistical Area / University of Alabama System / North American Securities Administrators Association / Investor education / Geography of Alabama / Alabama / Association of Public and Land-Grant Universities

Education Newsletter Feb 2013

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Source URL: www.asc.state.al.us

Language: English - Date: 2013-06-26 21:52:35
488Marketing / Law / Private law / Franchise disclosure document / Franchising / Franchise agreement / Franchise Rule / Federal Trade Commission / Notice of electronic filing / Contract law / Franchises / Business

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC (“NASAA”) 2008 FRANCHISE REGISTRATION AND DISCLOSURE GUIDELINES (Amended and Restated UFOC Guidelines) On January 23, 2007, the Federal Trade Commission (“F

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Source URL: www.nasaa.org

Language: English - Date: 2013-06-27 16:19:58
489Confidence tricksters / Madoff investment scandal / Securities / Affinity fraud / Securities fraud / North American Securities Administrators Association / Bernard Madoff / Charles Ponzi / Investor education / Crime / Fraud / Financial system

Senior couple meeting with agent

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Source URL: www.in.gov

Language: English - Date: 2014-07-01 03:01:45
490Currency / Business / Digital technology / Financial cryptography / Payment systems / Exchange rate / North American Securities Administrators Association / Virtual currency / Electronic money / Economics / Foreign exchange market / Money

Model State Consumer and Investor Guidance on Virtual Currency April 23, 2014 The Conference of State Bank Supervisors (CSBS), through its Emerging Payments Task Force, and the North American Securities Administrators As

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Source URL: banking.arkansas.gov

Language: English - Date: 2014-06-03 17:22:26
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